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Filed 4/20/06
CERTIFIED
FOR PUBLICATION
IN THE
COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH
APPELLATE DISTRICT
THE
PEOPLE,
H028484
Plaintiff and
Respondent, (Santa Clara County
Superior Court
v.
No. CC334771)
ROBERT DAVID WESSON,
Defendant and Appellant.
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Defendant Robert David Wesson appeals
from a judgment of conviction entered after a jury found him guilty of
sodomy by force (Pen. Code, § 286, subd. (c)(2)), inflicting corporal
injury on a spouse (Pen. Code, § 273.5, subd. (a)), making criminal
threats (Pen. Code, § 422), and attempting to dissuade a witness (Pen.
Code, § 136.1, subd. (b)(2)). In a bifurcated trial, the court found that
defendant had suffered a prior sex offense conviction under the One Strike
law (Pen. Code, § 667.61, subd. (a)) and two prior serious felony
convictions under the Three Strikes law (Pen. Code, § 1170.12, subd.
(c)(2)). The trial court also found that defendant had served a prior
prison term (Pen. Code, § 667.5, subd. (b)). The trial court sentenced
defendant to 102 years to life in state prison. On appeal, defendant
contends that the trial court erred in admitting documentary evidence
rather than live testimony as propensity evidence under Evidence Code
section 1108. We find no error and affirm the judgment.
I.
Statement of Facts
Defendant and the victim S.D. met at a
Narcotics Anonymous meeting in 2001. They became romantically involved
and began living together a few months later. Within a year, defendant
began choking, hitting and spitting at S.D., and, on one occasion, he
dragged her by the hair down a flight of cement stairs. Defendant’s
violence was sometimes triggered by S.D.’s use of drugs. S.D. reported
this abuse to a physician at Planned Parenthood in 2002. However, she did
not leave defendant, because she loved him, he promised to change, and she
depended on his financial support.
When defendant began assaulting her
almost every day, S.D. decided to look for another place to live. On the
morning of November 25, 2003, S.D. was packing some boxes while defendant
was at work. Defendant returned unexpectedly at noon, and he told her
that he was checking to see if she was with another man. He threw the
boxes at her, saying, “You’re not going anywhere. I’m not going back to
work, and I’m going to stay here and terrorize you all day.” He also took
her purse, car keys, and cell phone, and disabled her car. Defendant then
dragged her by the hair out the front door, down the street to the
driveway, and to the garage. After he ordered her to put away the boxes,
she did. He also slapped, kicked, choked, and spit on her.
When they returned to the house,
defendant pushed S.D. into the bedroom. He said, “I’m going to give you
what you deserve,” and that he was going to sodomize her. S.D. repeatedly
stated, “Please don’t. No.” Nevertheless, defendant removed her pants and
underwear, sodomized her, and put his fingers in her vagina. When he
finished, she wiped herself with a tissue and threw it on the bedroom
floor.
After S.D. got dressed, she pretended to
be nice to defendant, and told him that she needed to go to the store for
cigarettes. Defendant made her car operable and told her that if she was
not back in 15 minutes he would beat her. S.D. drove to a friend’s house
and called 911. When she made the call, S.D. was crying and “in shock,”
because this was the first time that defendant had raped her. The 911
operator urged S.D. to remain at her friend’s house, but S.D. was afraid
that defendant would hurt her if she did not return.
When the police responded to the 911
call, defendant and S.D. were sitting on the front porch. Defendant
turned to S.D. in disbelief, and said, “You called the cops?” S.D., who
was “somewhat hysterical,” showed the police where she had been raped.
Her statements to the police were consistent with her trial testimony.
However, though S.D. told Officer Steve Gibson that defendant pushed her
face first into the ground, he did not observe any injuries on her face.
He also did not observe any damage to her clothes.
S.D. told the police that she did not
want to go to the hospital and did not want to get defendant in trouble.
However, the police eventually transported her to the hospital for a
sexual assault exam. S.D.’s statements to the nurse, Patricia Weiland,
were consistent with her testimony at trial. According to Weiland, S.D.
was stressed, angry, agitated, and fearful. S.D. had lacerations on her
anus and some bruises, which were consistent with her account of the
sexual assault. Weiland also explained that the anal injury was
consistent with consensual sex. S.D. told Weiland that she had not used
drugs during the previous 96 hours. S.D.’s blood and defendant’s semen
were found in her rectum and underwear. S.D. also experienced some
vaginal bleeding. Weiland saw no marks on S.D. to show that she had been
slapped, choked, hit, beaten, or dragged by her hair.
After S.D. returned from the hospital,
defendant called her twice from jail. During the first call, he asked her
not to “say anything else to the detectives.” When he said that their sex
was consensual, she said that it was not. He asked her not to say that,
because the call was being recorded. He also said, “It was consensual,
you were mad at me, that’s all. All right? Please.” When S.D. stated
that she had already given a statement and told them everything, defendant
said, “You have to do it again.” Defendant called again, and S.D. said
that he had raped her. He replied, “Will you please stop it? This phone
call is recorded.” He again urged her to change her statement to the
police. S.D. stated, “You hit me, don’t blame it on me.” Defendant
responded, “I know.” He ended the conversation by saying, “Please don’t
tell them anymore, please just say that you were angry. Please.”
Defendant continued to call S.D. after
she obtained a restraining order. S.D. did not initially tell the police
about defendant’s calls, because she did not want him to get in trouble.
On the evening of the assault as well as
on November 25 and 27, S.D. called the police in a hallucinatory state.
She claimed that men, who were wearing masks and dresses, were peeking in
her window. At trial, she was unsure whether they were hallucinations,
though she was learning in counseling that hallucinations can be caused by
drug use coupled with post-traumatic stress disorder. S.D. had been using
methamphetamine a couple of times a week during the weeks leading up to
the assault. She also used methamphetamine immediately after the assault.
Officer Parker Hathaway photographed
S.D.’s injuries on November 26, 2004. He noticed a discoloration near the
temple area and a small scab on her wrist. She had no visible injuries on
her arms or neck.
Richard Ferry, a marriage and family
therapist, testified as an expert on battered women’s syndrome and
domestic violence. He described the different phases of abusive
relationships. He explained that women in abusive relationships tend to
bond with their abusers as a survival strategy. They also have very low
self-esteem. In his experience, false accusations are not common.
Ferry also testified about
substance-induced psychotic disorder with hallucinations. This disorder
can be caused by a history of cocaine or amphetamine use, and the symptoms
can occur up to four weeks after the individual stops using drugs. The
essential feature of this disorder is non-auditory hallucinations.
Evidence was also introduced to show that
defendant had been convicted of forcible oral copulation and sexual
battery in 1990. An excerpt from the information for the 1990 offenses, a
notice of order to the sheriff that defendant had changed his plea, and an
abstract of judgment showing that he had been convicted of these offenses
were admitted as evidence.
The defense theory was that S.D. had
consented to anal sex, and that defendant had not beaten her. Roger
Silva, who owned the duplex where defendant and S.D. lived, testified that
he went to the duplex on December 1, 2003, because S.D. had told him that
she was moving out. S.D. had told Silva that defendant had beaten and
raped her, but Silva did not see any injuries on her. When the couple
signed the lease, S.D. argued with defendant. According to Silva, S.D.
did not appear to be afraid of defendant and was more aggressive than
defendant.
Robert Smith, defendant’s friend,
testified that he met S.D. through defendant. Initially, she “seemed
vibrant,” but she appeared to have begun using drugs after about six
months. Defendant appeared to love her very much. Smith never saw S.D.
act as if she were afraid of defendant.
Officer Paul Ayoob, who responded to
S.D.’s call, testified that S.D. was calm until she saw the police and
then she began yelling at defendant. She did not appear afraid of
defendant. Ayoob tried to calm her down, but she did not cooperate.
Defendant, however, was cooperative.
Dr. Anthony Damore, an
obstetrician/gynecologist, testified that he examined the photographs
taken by Weiland. According to Damore, the source of S.D.’s vaginal
bleeding could not be determined, because there had been no vaginal exam.
II.
Discussion
Defendant contends that the trial court
erred in admitting an excerpt from the information for the 1990 offenses,
a notice of order to the sheriff that defendant had changed his plea, and
an abstract of judgment showing that he had been convicted of forcible
oral copulation and sexual battery. He asserts that the admission of
this evidence violated Evidence Code section 1108
and violated his constitutional rights to a fair trial by jury. He also
contends that the trial court abused its discretion under section 352 in
admitting this evidence and that the evidence was inadmissible hearsay
under section 452.5.
A.
Background
The prosecutor notified defendant that he
intended to introduce certified copies of the complaint and the abstract
judgment of defendant’s prior sex offenses under section 1108. At the
first hearing on the parties’ pretrial motions, defendant sought to
exclude this evidence, arguing that the trial court could not exercise its
discretion under section 352 if the prosecutor did not produce live
testimony about the underlying facts of these convictions. He also argued
that the evidence was hearsay, and that the jury would be unable to
determine whether the prior offenses showed defendant’s propensity to
commit the charged crime without this testimony. Following argument by
the prosecutor, the trial court took the matter under submission.
The trial court conducted a second
pretrial hearing at which the prosecutor provided a preliminary hearing
transcript from the 1990 case involving Veronica Doe. The prosecutor
stated that he had been unable to locate the victim, but he was still
looking for her. He also pointed out that defendant had phoned the victim
in the 1990 case after his arrest and asked whether she was going to
testify against him. In addition, the prosecutor had subpoenaed one of
the officers from the prior case, who could describe the victim’s conduct
when he arrived at the scene. Defendant argued that the trial court could
only conduct the section 352 analysis based on the victim’s testimony.
The trial court found that the evidence
was admissible under section 1108. In exercising its discretion under
section 352, the trial court summarized the factors that it was required
to consider. The trial court stated: “In going through the 352 weighing
process, the Court finds as follows: [¶] 1. The nature of the prior
offense, forcible oral copulation, is of the same class and nature as the
charged offense, forcible sexual penetration and forcible sodomy; [¶]
2. The prior offenses are obviously relevant as propensity evidence. If
it wasn’t relevant, we would not even be in this 352 weighing process;
[¶] 3. The prior offenses took place in 1989, and the offenses charged
here allegedly took place in November 2003, 14 years later. While 14
years apart may appear to be a problem on its face, the fact that the
defendant was convicted of the prior offenses in May of 1990 and was
sentenced in June of 1990 and the sentence was 11 years in the state
prison and was released from parole within four years of the current
charges, the Court finds that the remoteness is not an issue; [¶] 4.
The fact that the defendant pled guilty to the prior offenses and was
sentenced to prison resolves the degree of certainty issue, and the jury
will not be distracted by speculating whether the defendant is or was
guilty of the now uncharged offenses and/or should be punished for them.
We can also be ensured that the jury will not be tempted to convict the
defendant simply to punish him for other offenses and their attention will
not be diverted by having to make a separate determination on whether the
defendant committed those other offenses. [¶] . . . [¶] That was No.
4. We’ll skip to No. 6 right now. The use of this 1108 evidence will
obviously have a prejudicial impact on the jury. That’s the nature of
1108 evidence and also the reason the Court is going through and must go
through this 352 analysis; [¶] 7. There is no burden on the defendant
in defending against these uncharged crimes or offenses. That burden
ended in 1990. His only burden is defending against the current charges;
and [¶] 8. The People have offered a less prejudicial alternative to the
outright admission of live testimony of witnesses to the prior offenses by
desiring to use only the Information, the Notice of Court Order, and the
Abstract of Judgment rather than live witnesses describing what took place
during the 1989 offenses, and this has taken much of the inflammatory
detail surrounding the other offenses. [¶] At this point in the Court’s
weighing process under 352, the Court finds that the probative value of
1108 evidence far outweighs any prejudicial effect caused by its
admission. However, we must still deal with No. 5; that is, the factual
similarity to the charged offenses. This similarity determination is for
the Court to make and not the jury. [¶] Evidence Code section 1108
specifically lists the offenses which are relevant propensity evidence,
including Section 288a of the Penal Code. In People v. Frazier, a
2001 case, at 89 Cal.App.4th, page 30, the Court ruled, quote, ‘The
charged and uncharged crimes need not be sufficiently similar that
evidence of the latter would be admissible under Evidence Code section
1101, otherwise Evidence Code section 1108 would serve no purpose. It is
enough that the charged and uncharged offenses are sex offenses as defined
in Section 1108,’ close quote. [¶] . . . Two of the charged offenses,
Penal Code Sections 286 and 289, are also listed in 1108. . . . [¶] . .
. As it stands right now, it’s admissible. 352 has been complied with.
If you want me to go further on the similarity, I’d be willing to do it.
But it’s a question of how we do it. And if you folks can’t agree, then
I’ll pick the method, which is using that file.” Following argument, the
trial court took the matter under submission.
The trial court then held another hearing
on pretrial motions. After reviewing the information, the transcript of
the preliminary examination and the probation report in the 1990 case as
well as the transcript of the preliminary examination and the police
reports in the present case, the trial court found that the documentary
evidence was admissible.
B.
Legal Analysis
In interpreting a statute, our goal is to
determine the intent of the Legislature. (People v. Jefferson
(1999) 21 Cal.4th 86, 94.) Thus, we consider the words of the statute,
since they provide the most reliable indicator of legislative intent. (Ibid.)
We begin with the statutory definition of
“evidence.” “‘Evidence’ means testimony, writings, material objects, or
other things presented to the senses that are offered to prove the
existence or nonexistence of a fact.” (§ 140.) The copies of the
information and the abstract of judgment from defendant’s 1990 convictions
are “writings,” and thus fall within the statutory definition of evidence.
We turn then to section 1108, which
provides: “In a criminal action in which the defendant is accused of a
sexual offense, evidence of the defendant’s commission of another sexual
offense or offenses is not made inadmissible by Section 1101, if the
evidence is not inadmissible pursuant to Section 352.” Since section 1108
does not limit the type of evidence to live testimony, it includes
“writings or other things,” such as the court documents in the present
case.
Defendant argues that this interpretation
overlooks other language in section 1108, that is, that the statute allows
admission of “evidence of the defendant’s commission of another
sexual offense,” and not the fact of conviction.
The issue of whether court records of a prior conviction are admissible to
prove that the defendant committed a prior offense was considered
in People v. Duran (2002) 97 Cal.App.4th 1448. In Duran,
the court interpreted section 452.5, subdivision (b), which provides that
“[a]n official record of conviction . . . is admissible pursuant to
Section 1280 [the official records exception to the hearsay rule] to prove
the commission . . . of a criminal offense . . . .” Finding that this
statutory language was unambiguous, the Duran court held that
“section 452.5 states a new hearsay exception for certified official
records of conviction, which may be offered to prove not only the fact of
a conviction, but the commission of the underlying offense.” (Id.
at p. 1461.)
Relying on People v. Wheeler
(1992) 4 Cal.4th 284, defendant claims that the Legislature never intended
section 452.5 as an exception to the hearsay rule. We disagree. As the
Duran court pointed out, the Legislature enacted section 452.5
after Wheeler. (People v. Duran, supra, 97
Cal.App.4th at p. 1459.)
Defendant next asserts that the
Legislature did not place section 452.5 with other statutory hearsay
exceptions and that there is nothing in the legislative history of section
452.5 showing that the Legislature intended to overrule prior case law
that a criminal conviction is inadmissible to prove the underlying conduct
upon which it is based. However, this court does not consider the
statutory scheme or legislative history unless the statutory language “is
susceptible of more than one reasonable interpretation.” (Granberry v.
Islay Investments (1995) 9 Cal.4th 738, 744.) Since the
language of section 452.5 is unambiguous, we do not look to extrinsic aids
to guide our interpretation.
Defendant also claims that the notice
requirement of section 1108 confirms the necessity of live testimony.
There is no merit to this claim. Section 1108, subdivision (b) requires
that the prosecution “disclose the evidence to the defendant, including
statements of witnesses or a summary of the substance of any testimony
that is expected to be offered” 30 days prior to trial. “[T]he words
‘include’ and ‘including’ are ordinarily words of enlargement, and not of
limitation.” (People v. Horner (1970) 9 Cal.App.3d 23, 27.) Thus,
the notice requirement of section 1108 does not limit the prosecution to
the disclosure of potential live testimony.
Defendant contends that the jury can only
make its determination as to a defendant’s propensity to commit the
charged offense if the prosecution produces the testimony of witnesses
regarding the details of the prior conduct. He argues that here there
were significant differences between the two incidents, noting that the
prior incident involved forcible oral copulation and sexual battery
against a stranger while the charged offenses were forcible sexual
penetration and sodomy against his girlfriend. First, the trial court
considered the issue of similarity in its analysis under section 352. We
agree with its conclusion that both the prior and charged offenses
involved forcible sexual offenses against adult women, and thus the prior
offenses were probative as to defendant’s propensity to commit the charged
offenses. Second, had defendant wanted to emphasize that the prior
offenses were dissimilar because they involved a stranger, he was free to
subpoena Veronica Doe to present such evidence.
Defendant argues that the trial court
abused its discretion under section 352 by admitting his prior convictions
to show propensity.
A trial court “may exclude evidence if
its probative value is substantially outweighed by the probability that
its admission will (a) necessitate undue consumption of time or (b) create
substantial danger of undue prejudice, of confusing the issues, or of
misleading the jury.” (§ 352.)
In People v. Falsetta (2000) 21
Cal.4th 903, our Supreme Court outlined the factors that a trial court
must consider in determining whether to admit evidence of other sex
offenses under section 352. These factors include the “nature, relevance,
and possible remoteness, the degree of certainty of its commission and the
likelihood of confusing, misleading, or distracting the jurors from their
main inquiry, its similarity to the charged offense, its likely
prejudicial impact on the jurors, the burden on the defendant in defending
against the uncharged offense, and the availability of less prejudicial
alternatives to its outright admission, such as admitting some but not all
of the defendant’s other sex offenses, or excluding irrelevant though
inflammatory details surrounding the offense. [Citations.]” (Id.
at p. 917.)
This court reviews the admissibility of
evidence of prior sex offenses under an abuse of discretion standard. (People
v. Cudjo (1993) 6 Cal.4th 585, 609.) A trial court abuses its
discretion when its ruling “falls outside the bounds of reason.” (People
v. DeSantis (1992) 2 Cal.4th 1198, 1226.)
We find that the trial court did not
abuse its discretion in admitting evidence of defendant’s prior sex
offenses under sections 1108 and 352. The prior offense of forcible oral
copulation was of the same class and nature as the charged offenses of
forcible sexual penetration and sodomy, and thus relevant. The prior
offenses were not remote, since defendant served an 11-year sentence for
them. Defendant’s guilty plea resolved the issue of certainty. The jury
would not be distracted or confused by the prior convictions, because
defendant had been convicted of these offenses. The evidence was
sufficiently similar because they were forcible sex offenses. There was
no burden on defendant to defend against these prior offenses, because he
had pleaded guilty in 1990. The admission of documentary evidence removed
much of the potential inflammatory details of the prior offenses. Thus,
we conclude that the trial court executed its duty by carefully weighing
the probative value of the evidence against its prejudicial effect.
Defendant’s reliance on People v.
Harris (1988) 60 Cal.App.4th 727 is misplaced. In Harris, the
defendant, a mental health nurse, was charged with several sexual offenses
after he allegedly took advantage of two emotionally and physically
vulnerable women in his care. (Id. at pp. 730-731.) At trial, the
prosecutor introduced evidence of the defendant’s prior violent criminal
behavior through the testimony of two police officers. (Id. at p.
733.) They described finding a woman who had been severely beaten, was
covered in blood, and appeared to be unconscious. (Id. at pp.
734-735.) The defendant, whose crotch was bloody, was found hiding
nearby. (Ibid.) It was also stipulated that the defendant had been
convicted of burglary with great bodily injury. (Id. at p. 735.)
The reviewing court stated that the evidence was “inflammatory in the
extreme,” and would have allowed the jury to speculate as to the
defendant’s role in the crime in light of his conviction for burglary. (Id.
at p. 738.) It also noted that the jury could have concluded that the
defendant was never punished for the prior rape, and thus might have been
inclined to punish him by convicting him of the charged offenses. (Ibid.)
The Harris court further found that the remoteness of the evidence
weighed heavily in favor of exclusion, since the prior offense had
occurred 23 years earlier. (Id. at p. 739.) Though recognizing
that admission of the evidence would not consume much time during trial (ibid.),
the court concluded that evidence that the defendant was a violent sex
offender had little relevance to the “‘breach of trust’ sex crimes.” (Id.
at pp. 740-741.) Thus, the Harris court found an abuse of
discretion in the admission of the evidence of the prior conviction
conduct. (Id. at p. p. 741.) Harris is distinguishable
from the present case. In contrast to Harris, here the factors in
favor of admission predominated.
III.
Disposition
The judgment is affirmed.
_______________________________
Mihara, Acting P.J.
WE CONCUR:
_____________________________
McAdams,
J.
_____________________________
Duffy,
J.
People v. Wesson
H028484
Trial
Court: Santa Clara
County Superior Court
Trial
Judge: Honorable Hugh
F. Mullin III
Attorney for
Appellant: Paul V. Carroll
Under Appointment by the Court of Appeal,
for Defendant and Appellant
Attorneys for
Respondent: Bill Lockyer
Attorney General of the State of California
Robert R. Anderson
Chief Assistant Attorney General
Gerald A. Engler
Senior Assistant Attorney General
Catherine A. Rivlin
Supervising Deputy Attorney General
Christina Vom Saal
Deputy Attorney General
People v. Wesson
H028484
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